Barry Cunningham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EIS FINANCIAL SERVICES LIMITED

    FRN 401581

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (10 Nov 2014 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Sep 2008 to 11 Nov 2012)
  • Advanced (Scotland) Limited (no longer approved here)

    FRN 429914

    • CF30 Customer (1 Nov 2007 to 8 Jul 2008)
    • CF11 Money Laundering Reporting (27 Nov 2006 to 8 Jul 2008)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (29 Dec 2005 to 19 Apr 2007)
    • CF1 Director (29 Dec 2005 to 8 Jul 2008)
    • CF10 Compliance Oversight (29 Dec 2005 to 19 Apr 2007)
    • CF22 Investment Adviser (Trainee) (28 Oct 2005 to 14 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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