Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KPW Investments LLP
FRN 609061
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 10 Dec 2024)
- [FCA CF] Client dealing (since 10 Dec 2024)
- CF30 Customer (since 7 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Apr 2024)
- CF30 Customer (26 Mar 2019 to 2 Apr 2024)
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- CF30 Customer (24 Dec 2013 to 1 Apr 2019)
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- CF30 Customer (1 Nov 2007 to 25 Sep 2013)
- CF22 Investment Adviser (Trainee) (9 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.