John Paul McIver

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRINITY GLOBAL CAPITAL UK LTD (no longer approved here)
FRN 523393
- SMF3 Executive Director (9 Dec 2019 to 2 Feb 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 2 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Feb 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 2 Feb 2024)
- Responsible for Insurance Mediation (26 Oct 2010 to 30 Sep 2018)
- CF30 Customer (26 Oct 2010 to 8 Dec 2019)
- CF1 Director (26 Oct 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (26 Oct 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Oct 2010 to 8 Dec 2019)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (1 Nov 2007 to 1 Jun 2010)
- CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
McIver Rhodes Financial Care Planning (455) (no longer approved here)
FRN 207739
- Employed By (24 Nov 2001 to 1 Jun 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.