Paul Andrew Howarth

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRINITY GLOBAL CAPITAL UK LTD
FRN 523393
- SMF3 Executive Director (since 16 Aug 2024)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (2 Jul 2021 to 5 Aug 2022)
- [FCA CF] Functions requiring qualifications (2 Jul 2021 to 5 Aug 2022)
Cullen Wealth Limited (no longer approved here)
FRN 224355
- CF30 Customer (1 Nov 2007 to 13 Sep 2013)
- CF22 Investment Adviser (Trainee) (12 Jun 2007 to 31 Oct 2007)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF22 Investment Adviser (Trainee) (5 Mar 2007 to 21 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.