Cullen Wealth Limited

• Principal Place of Business

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

  Web

  https://www.cullenwealth.co.uk

• Complaints Contact

  Unit 2 The Embankment Business Park

  Riverview

  Vale Road

  Heaton Mersey

  Stockport

  Cheshire

  SK4 3GN

  UNITED KINGDOM

  Phone

  +4401619756700

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Kenneth Stubbings

  IRN AKS01073

  • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
  • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
• Alec Butcher

  IRN AXB15790

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 29 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
  • [FCA CF] Client dealing (since 4 Oct 2022)
• Amy Clare Maxwell

  IRN ACS01235

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
  • [FCA CF] Client dealing (since 14 Apr 2025)
• Andrew John Tyler

  IRN AJT01159

  • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2020)
  • CF22 Investment Adviser (Trainee) (10 Sep 2003 to 1 Nov 2004)
  • CF1 Director (19 Jul 2003 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (19 Jul 2003 to 31 Mar 2009)
  • CF3 Chief Executive (19 Jul 2003 to 8 Dec 2019)
• Barry Pick

  IRN BXP00029

  • CF30 Customer (21 Oct 2008 to 31 Aug 2012)
• Benjamin James Woodward

  IRN BXW00200

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
  • SMF3 Executive Director (since 9 May 2024)
  • Responsible for Insurance Distribution (since 9 May 2024)
  • SMF16 Compliance Oversight (since 9 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2024)
  • [FCA CF] Manager of certification employee (since 18 May 2022)
• Brian Chambers

  IRN BJC00023

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (10 Nov 2009 to 8 Dec 2019)
• Brighda Thomas

  IRN BFC01016

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
• Christopher Jackson

  IRN CXJ00012

  • CF21 Investment Adviser (22 Aug 2003 to 29 Sep 2003)
  • CF22 Investment Adviser (Trainee) (19 Jul 2003 to 22 Aug 2003)
• Christopher Marsh

  IRN CJM01266

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (29 Sep 2008 to 8 Dec 2019)

• Castle Hill Financial Planning Ltd (no longer appointed)

  FRN 463399 · Appointed 23 Apr 2010 · Until 5 Jul 2018

No changes recorded yet.