Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (13 Mar 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (22 Aug 2003 to 29 Sep 2003)
- CF22 Investment Adviser (Trainee) (19 Jul 2003 to 22 Aug 2003)
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- CF21 Investment Adviser (17 Dec 2002 to 21 Jul 2003)
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- Employed By (17 Dec 2002 to 21 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.