Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Sep 2008 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 17 Sep 2008)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jul 2004 to 24 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.