Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cullen Wealth Limited
FRN 224355
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 6 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 May 2024)
- Responsible for Insurance Distribution (since 9 May 2024)
- SMF16 Compliance Oversight (since 9 May 2024)
- SMF3 Executive Director (since 9 May 2024)
- [FCA CF] Manager of certification employee (since 18 May 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.