Amy Clare Maxwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cullen Wealth Limited
FRN 224355
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 14 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
TrinityBridge Limited (no longer approved here)
FRN 119329
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2021)
- CF30 Customer (12 Mar 2015 to 21 Aug 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.