Adam Kenneth Stubbings

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 4 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
    • CF1 Director (AR) (4 Jun 2025 to 12 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2022)
  • QUILTER WEALTH LIMITED

    FRN 217742

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 30 Dec 2022)
    • CF30 Customer (since 7 Mar 2014)
    • CF1 Director (AR) (7 Mar 2014 to 12 Mar 2026)
  • Compass Financial (UK) Limited

    FRN 616200

    • Employed By (since 7 Mar 2014)
  • DACE Financial Services Limited (no longer approved here)

    FRN 165787

    • Employed By (21 May 2021 to 16 Dec 2022)
  • Aqua Financial Services Ltd (no longer approved here)

    FRN 820345

    • Employed By (7 Sep 2018 to 11 Aug 2022)
  • Compass Financial Planning Ltd (no longer approved here)

    FRN 650558

    • Employed By (23 Oct 2014 to 27 Feb 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (7 Mar 2014 to 12 Mar 2026)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Jun 2009 to 21 Apr 2014)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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