This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Compass Financial Planning Ltd

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FRN: 650558
Last scraped: 2 days ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

26 Clwyd Street

Ruthin

Clwyd

LL15 1HW

UNITED KINGDOM

Phone

+4401824330013

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adam Kenneth Stubbings
IRN AKS01073
- Employed By (23 Oct 2014 to 27 Feb 2017)
Ceri Sian Philipson
IRN CSP01041
- Employed By (10 Jul 2015 to 27 Feb 2017)
Paul Robert Nelson
IRN PRN00007
- Employed By (23 Oct 2014 to 27 Feb 2017)
Richard Steiner Harris
IRN RXS01632
- Employed By (14 Jan 2015 to 3 Jun 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.