Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRINITY GLOBAL CAPITAL UK LTD
FRN 523393
- SMF16 Compliance Oversight (since 16 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Aug 2024)
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Belgrave Asset Management Limited
FRN 410497
- SMF16 Compliance Oversight (since 2 Dec 2022)
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- [FCA CF] Significant management (2 Nov 2022 to 31 Jan 2025)
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- [FCA CF] Significant management (2 Nov 2022 to 31 Jan 2025)
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- Responsible for Insurance Mediation (14 Jan 2005 to 12 Jan 2007)
- CF15 Internal Audit (14 Jan 2005 to 12 Jan 2007)
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- CF10 Compliance Oversight (1 Dec 2001 to 12 Jan 2007)
- CF15 Internal Audit (1 Dec 2001 to 12 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.