Alexander David Dockar

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (12 May 2018 to 7 Aug 2018)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Sep 2006 to 2 May 2007)
  • Alex Dockar

    FRN 456588

    • (1)Employed By (since 4 Sep 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (22 May 2003 to 15 Sep 2006)
    • CF22 Investment Adviser (Trainee) (19 Mar 2002 to 22 May 2003)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF20 Significant Mgt (Settlements) (8 Jan 2002 to 1 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alex Dockar

  2. controlled function added: (1)Employed By at Alex Dockar