Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Leagold Limited
FRN 121398
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (16 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (3 Aug 2016 to 15 Jan 2019)
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- CF30 Customer (1 May 2014 to 15 Jan 2019)
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- Employed By (19 Nov 2012 to 15 Jan 2019)
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- CF30 Customer (8 Nov 2012 to 10 Apr 2014)
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- Employed By (8 Nov 2012 to 15 Jan 2019)
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- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (4 Jan 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Mar 2006 to 4 Jan 2007)
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- CF21 Investment Adviser (3 Jul 2002 to 10 Mar 2006)
- CF22 Investment Adviser (Trainee) (1 Jan 2002 to 3 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.