Leagold Limited

• Principal Place of Business

  Doric House 128-132

  Station Road

  London

  Waltham Forest

  E4 6AB

  UNITED KINGDOM

  Phone

  +4402085063939

  Web

  https://www.leagoldmiller.co.uk

• Complaints Contact

  Doric House 128-132

  Station Road

  London

  Waltham Forest

  E4 6AB

  UNITED KINGDOM

  Phone

  +4402085063939

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Debt Plan Admin

• Debt Advice

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  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Consumer Loans

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  • · Limited to lending that is in connection with the repayment of fees [relating to the provision of professional services]

• Loan Servicing

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  • · Limited to lending that is in connection with the repayment of fees [relating to the provision of professional services]

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akinlawon Olumekun

  IRN AXO00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (16 Jan 2019 to 8 Dec 2019)
• Anthony John Hardy

  IRN AJH01285

  • [FCA CF] Client dealing (23 Aug 2021 to 5 Jan 2024)
  • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 5 Jan 2024)
• Barry Nathan Marks

  IRN BNM00001

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 16 Aug 2024)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Christopher Wilding

  IRN CXW00405

  • [FCA CF] Functions requiring qualifications (3 Apr 2023 to 30 Jul 2025)
  • [FCA CF] Client dealing (3 Apr 2023 to 30 Jul 2025)
• Francis Piers Hallsworth

  IRN FPH00003

  • CF30 Customer (18 Jul 2011 to 31 Dec 2012)
• Glenn Crutchlow

  IRN GXC00122

  • [FCA CF] Significant management (since 9 Dec 2020)
• Gursharon Singh Keer

  IRN GXK00048

  • CF30 Customer (2 Jan 2013 to 13 Apr 2017)
• Jack Jacob Joseph

  IRN JJJ00001

  • CF30 Customer (17 Jul 2011 to 8 Dec 2019)
• Kenny Steven Ross

  IRN KXR00062

  • [FCA CF] Significant management (since 9 Dec 2020)
• Laurence Joseph Brown

  IRN LJB00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 May 2025)
  • [FCA CF] Significant management (since 5 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
  • [FCA CF] CASS oversight function (5 Mar 2025 to 6 Mar 2025)

• Mandell Consulting Limited (no longer appointed)

  FRN 616596 · Appointed 4 Mar 2014 · Until 27 Apr 2022

• Managed Living Parnership (no longer appointed)

  FRN 536756 · Appointed 26 Nov 2010 · Until 2 Jan 2018

• Lisa Betts (no longer appointed)

  FRN 511829 · Appointed 5 Nov 2009 · Until 21 Dec 2017

No changes recorded yet.