Laurence Joseph Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leagold Limited

    FRN 121398

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 May 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2025)
    • [FCA CF] Significant management (since 5 Mar 2025)
    • [FCA CF] CASS oversight function (5 Mar 2025 to 6 Mar 2025)
  • Circle Financial Services Limited (no longer approved here)

    FRN 148759

    • SMF3 Executive Director (3 Oct 2022 to 2 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 2 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 2 Dec 2024)
    • CF30 Customer (13 Jun 2016 to 8 Dec 2019)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (22 Mar 2013 to 10 Jun 2016)
  • Ernest Grant Ltd (no longer approved here)

    FRN 568558

    • (5)Employed By (22 Mar 2013 to 10 Jun 2016)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (16 Oct 2009 to 8 Mar 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 18 Sep 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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