Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 15 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 15 Oct 2025)
    • CF1 Director (AR) (since 8 Oct 2025)
    • CF30 Customer (since 8 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (8 Jun 2022 to 10 Mar 2023)
    • CF30 Customer (22 Apr 2022 to 10 Mar 2023)
    • (1)Employed By (since 8 Oct 2025)
  • Leagold Limited (no longer approved here)

    FRN 121398

    • [FCA CF] Client dealing (3 Apr 2023 to 30 Jul 2025)
    • [FCA CF] Functions requiring qualifications (3 Apr 2023 to 30 Jul 2025)
  • Fusion Financial Ltd (no longer approved here)

    FRN 942927

    • (3)Employed By (22 Apr 2022 to 10 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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