EQ Investors Limited

• Principal Place of Business

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442074887110

  Web

  https://www.eqinvestors.co.uk

• Complaints Contact

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442074887110

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akinlawon Olumekun

  IRN AXO00006

  • CF30 Customer (8 Nov 2012 to 10 Apr 2014)
• Alexander Charles Robert Weiland

  IRN ACW01080

  • CF30 Customer (1 Jun 2011 to 18 Jul 2011)
• Alexander Hollinshead

  IRN AXH03090

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
• Andrew Birrell

  IRN AXB00615

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
• Andrew Meade

  IRN APM00065

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2024)
  • CF1 Director (AR) (20 Sep 2012 to 1 Mar 2014)
  • CF30 Customer (14 Sep 2012 to 8 Dec 2019)
  • CF4 Partner (AR) (14 Sep 2012 to 1 Mar 2014)
• Andrew Phillip Rzysko

  IRN APR00009

  • CF30 Customer (12 Oct 2012 to 30 Dec 2012)
• Andrew Rees

  IRN AJR01379

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 2 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
• Angus Branfield

  IRN ASB00021

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
  • SMF3 Executive Director (9 Dec 2019 to 2 Nov 2021)
  • CF4 Partner (AR) (6 Sep 2012 to 21 Mar 2014)
  • CF1 Director (AR) (1 Nov 2011 to 1 Dec 2012)
  • CF1 Director (1 Jun 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jun 2011 to 1 Jul 2019)
  • CF30 Customer (1 Jun 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jun 2011 to 25 Nov 2014)
• Anthony John Summers

  IRN AJS00223

  • CF1 Director (AR) (27 Sep 2012 to 17 Oct 2013)
  • CF4 Partner (AR) (7 Sep 2012 to 17 Oct 2013)
• Arjun Parekh

  IRN ACP01141

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2023)
  • SMF16 Compliance Oversight (since 6 Jul 2023)

• Wellserve Financial Limited (no longer appointed)

  FRN 190820 · Appointed 17 Sep 2012 · Until 24 Mar 2014

• Truestone Wellers LLP (no longer appointed)

  FRN 583152 · Appointed 20 Jun 2012 · Until 24 Mar 2014

• Truestone Corporate Solutions Limited (no longer appointed)

  FRN 565658 · Appointed 3 Oct 2011 · Until 21 Jan 2014

No changes recorded yet.