EQ Investors Limited

• Principal Place of Business

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442074887110

  Web

  https://www.eqinvestors.co.uk

• Complaints Contact

  Centennium House

  100 Lower Thames Street

  London

  EC3R 6DL

  UNITED KINGDOM

  Phone

  +442074887110

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Robert Bradley

  IRN CRB01177

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2022)
  • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Aug 2015 to 8 Dec 2019)
• Claire Valentine Louisiana Salge

  IRN CXS00418

  • [FCA CF] Client dealing (since 22 Jul 2021)
• Dale Scorer

  IRN DXS09436

  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 27 Nov 2024)
  • [FCA CF] Client dealing (6 Jan 2020 to 27 Nov 2024)
• Damien Jacky Vincent Lardoux

  IRN DJL01268

  • SMF3 Executive Director (since 3 Feb 2026)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (23 Oct 2014 to 8 Dec 2019)
• Daniel Bland

  IRN DSB01115

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
• David Gordon Ellener

  IRN DGE01033

  • CF30 Customer (12 Oct 2012 to 6 Nov 2015)
• Dene Andrew Edward Miller

  IRN DAM01221

  • CF30 Customer (20 Feb 2012 to 9 May 2012)
• Diana Marie Jackson McCann

  IRN DMJ00029

  • CF30 Customer (24 Oct 2011 to 21 Dec 2012)
• Eric Welsby

  IRN EXW01242

  • Director of firm who is not a certification employee or a SMF manager (since 22 Jan 2026)
  • CF1 Director (7 Nov 2014 to 31 Oct 2016)
• Frederick Cleworth

  IRN FGC01020

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 3 Feb 2026)
  • [FCA CF] Manager of certification employee (since 18 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Sep 2015 to 8 Dec 2019)

• Wellserve Financial Limited (no longer appointed)

  FRN 190820 · Appointed 17 Sep 2012 · Until 24 Mar 2014

• Truestone Wellers LLP (no longer appointed)

  FRN 583152 · Appointed 20 Jun 2012 · Until 24 Mar 2014

• Truestone Corporate Solutions Limited (no longer appointed)

  FRN 565658 · Appointed 3 Oct 2011 · Until 21 Jan 2014

No changes recorded yet.