Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Jan 2026)
    • SMF16 Compliance Oversight (since 5 Jan 2026)
  • Lowes Financial Management Limited (no longer approved here)

    FRN 114650

    • [FCA CF] Client dealing (10 Jan 2023 to 25 Jul 2025)
    • [FCA CF] Functions requiring qualifications (10 Jan 2023 to 25 Jul 2025)
    • [FCA CF] Manager of certification employee (10 Jan 2023 to 25 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2023 to 31 May 2025)
    • SMF16 Compliance Oversight (6 Jan 2023 to 31 May 2025)
  • Lowes Investment Management Limited (no longer approved here)

    FRN 192938

    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jan 2023 to 31 May 2025)
    • SMF16 Compliance Oversight (6 Jan 2023 to 31 May 2025)
  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Dec 2022)
    • CF11 Money Laundering Reporting (30 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Aug 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.