Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2024)
    • CF1 Director (AR) (20 Sep 2012 to 1 Mar 2014)
    • CF4 Partner (AR) (14 Sep 2012 to 1 Mar 2014)
    • CF30 Customer (14 Sep 2012 to 8 Dec 2019)
  • Truestone Wellers LLP (no longer approved here)

    FRN 583152

    • Employed By (13 Sep 2012 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (15 Sep 2010 to 15 Sep 2012)
    • CF30 Customer (18 Aug 2010 to 15 Sep 2012)
  • Wellserve Financial Limited (no longer approved here)

    FRN 190820

    • Employed By (18 Aug 2010 to 15 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.