Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
    • [FCA CF] Client dealing (since 12 Feb 2024)
  • NFP Financial Planning Limited (no longer approved here)

    FRN 134005

    • [FCA CF] Client dealing (20 May 2022 to 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (20 May 2022 to 9 Feb 2024)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • [FCA CF] Functions requiring qualifications (15 Jun 2020 to 3 Dec 2021)
    • [FCA CF] Client dealing (15 Jun 2020 to 3 Dec 2021)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (55)Employed By (4 May 2017 to 30 Mar 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 May 2017 to 30 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.