Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EQ Investors Limited
FRN 539422
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
- [FCA CF] Client dealing (since 12 Feb 2024)
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- [FCA CF] Client dealing (20 May 2022 to 9 Feb 2024)
- [FCA CF] Functions requiring qualifications (20 May 2022 to 9 Feb 2024)
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- [FCA CF] Functions requiring qualifications (15 Jun 2020 to 3 Dec 2021)
- [FCA CF] Client dealing (15 Jun 2020 to 3 Dec 2021)
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- (55)Employed By (4 May 2017 to 30 Mar 2018)
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- CF30 Customer (4 May 2017 to 30 Mar 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.