NFP Financial Planning Limited

• Principal Place of Business

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

  Web

  https://nfp.co.uk

• Complaints Contact

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Hollinshead

  IRN AXH03090

  • [FCA CF] Client dealing (20 May 2022 to 9 Feb 2024)
  • [FCA CF] Functions requiring qualifications (20 May 2022 to 9 Feb 2024)
• Brian John Bonser

  IRN BJB01150

  • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
• Bryan Lock

  IRN BXL00160

  • SMF3 Executive Director (20 Dec 2022 to 28 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2022 to 28 Apr 2025)
  • SMF16 Compliance Oversight (20 Dec 2022 to 28 Apr 2025)
• David Simon Collins

  IRN DSC01102

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
  • [FCA CF] Client dealing (since 19 Feb 2020)
• Elaine Margaret Parker

  IRN EMP00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
• Emma Crocker

  IRN EXC00048

  • [FCA CF] Client dealing (11 Sep 2020 to 18 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jun 2024)
• Gemma Louise Saunders

  IRN GXS10947

  • SMF3 Executive Director (since 5 Jun 2020)
• George Charles Cruchley

  IRN GXC00283

  • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 9 Mar 2022)
  • [FCA CF] Client dealing (1 Jul 2021 to 9 Mar 2022)
• Godfrey Spencer Hammon

  IRN GSH00005

  • CF2 Non Executive Director (1 Dec 2001 to 19 Sep 2005)
• Grant Scott

  IRN GAS01108

  • SMF16 Compliance Oversight (21 May 2025 to 19 Dec 2025)
  • [FCA CF] Significant management (1 Oct 2023 to 12 Jun 2025)

• Johnson Fleming Future Life Planning Limited (no longer appointed)

  FRN 624599 · Appointed 25 Sep 2024 · Until 1 Dec 2025

No changes recorded yet.