Bryan Lock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBT (EU) Ltd

    FRN 922888

    • SMF16 Compliance Oversight (since 14 Nov 2025)
    • [FCA CF] Significant management (22 Aug 2025 to 14 Nov 2025)
  • Resolute-IS Limited (no longer approved here)

    FRN 540258

    • [FCA CF] Manager of certification employee (1 Dec 2023 to 31 Mar 2025)
    • [FCA CF] Significant management (1 Dec 2023 to 31 Mar 2025)
  • The Cronin Insurance Consultancy Ltd (no longer approved here)

    FRN 911524

    • [FCA CF] Significant management (1 Dec 2023 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Dec 2023 to 31 Mar 2025)
  • INSURANCE, RISK & CLAIMS MANAGEMENT LIMITED (no longer approved here)

    FRN 304632

    • SMF16 Compliance Oversight (3 Nov 2023 to 28 Apr 2025)
    • SMF3 Executive Director (3 Nov 2023 to 28 Apr 2025)
  • NFP CONSUMER INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 304910

    • SMF16 Compliance Oversight (3 Nov 2023 to 28 Apr 2025)
    • SMF3 Executive Director (3 Nov 2023 to 28 Apr 2025)
  • KGJ Commercial Insurance Services Limited (no longer approved here)

    FRN 304911

    • SMF16 Compliance Oversight (3 Nov 2023 to 28 Apr 2025)
    • SMF3 Executive Director (3 Nov 2023 to 28 Apr 2025)
  • Annan Insurance Services Limited (no longer approved here)

    FRN 304913

    • SMF16 Compliance Oversight (3 Nov 2023 to 28 Apr 2025)
    • SMF3 Executive Director (3 Nov 2023 to 28 Apr 2025)
  • Insureit UK Ltd (no longer approved here)

    FRN 449774

    • SMF16 Compliance Oversight (3 Nov 2023 to 28 Apr 2025)
    • SMF3 Executive Director (3 Nov 2023 to 28 Apr 2025)
  • MPM Insurance Services Limited (no longer approved here)

    FRN 491895

    • SMF16 Compliance Oversight (3 Nov 2023 to 28 Apr 2025)
    • SMF3 Executive Director (3 Nov 2023 to 28 Apr 2025)
  • Mason James Insurance Services Limited (no longer approved here)

    FRN 307369

    • SMF3 Executive Director (13 Apr 2023 to 28 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Apr 2023 to 17 Apr 2023)
    • SMF16 Compliance Oversight (13 Apr 2023 to 28 Apr 2025)
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