Bryan Lock

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GRAVITY RISK SERVICES LIMITED (no longer approved here)

    FRN 602387

    • SMF16 Compliance Oversight (13 Apr 2023 to 28 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Apr 2023 to 17 Apr 2023)
    • SMF3 Executive Director (13 Apr 2023 to 28 Apr 2025)
  • NFP Financial Planning Limited (no longer approved here)

    FRN 134005

    • SMF16 Compliance Oversight (20 Dec 2022 to 28 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2022 to 28 Apr 2025)
    • SMF3 Executive Director (20 Dec 2022 to 28 Apr 2025)
  • NFP Insurance Services Limited (no longer approved here)

    FRN 310789

    • SMF16 Compliance Oversight (20 Dec 2022 to 28 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2022 to 12 Apr 2023)
    • SMF3 Executive Director (20 Dec 2022 to 28 Apr 2025)
  • NFP Benefits Consultants Limited (no longer approved here)

    FRN 518520

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2022 to 28 Apr 2025)
    • SMF3 Executive Director (20 Dec 2022 to 28 Apr 2025)
    • SMF16 Compliance Oversight (20 Dec 2022 to 28 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.