Date authorised
1 April 2013
Companies House
00812154
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 14
    12 Caroline Point
    62 Caroline Street
    Birmingham
    Birmingham
    B3 1UF
    UNITED KINGDOM
    Phone
    +4401212369900
  • Complaints Contact

    Unit 14
    12 Caroline Point
    62 Caroline Street
    Birmingham
    West Midlands
    B3 1UF
    UNITED KINGDOM
    Phone
    +4401212369900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aidan Joseph Brady

    IRN AXB01242

    • SMF3 (AR) Executive Director function (since 21 Aug 2024)
  • Bryan Lock

    IRN BXL00160

    • SMF3 Executive Director (20 Dec 2022 to 28 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2022 to 12 Apr 2023)
    • SMF16 Compliance Oversight (20 Dec 2022 to 28 Apr 2025)
  • Gemma Louise Saunders

    IRN GXS10947

    • SMF3 Executive Director (since 13 Apr 2021)
  • Graham Steed Meacher

    IRN GXM00301

    • SMF3 Executive Director (26 Jun 2021 to 16 Feb 2023)
  • Grant Scott

    IRN GAS01108

    • SMF16 Compliance Oversight (21 May 2025 to 19 Dec 2025)
    • [FCA CF] Significant management (1 Oct 2023 to 18 Feb 2026)
  • John Paul Allcock

    IRN JPA01046

    • SMF3 (AR) Executive Director function (since 23 Aug 2024)
    • Responsible for Insurance Distribution (since 23 Jun 2021)
    • SMF3 Executive Director (since 15 Apr 2021)
  • Lee Patrick

    IRN LXP00339

    • [FCA CF] Significant management (since 1 Oct 2023)
    • [FCA CF] CASS oversight function (since 1 Oct 2023)
  • Matthew Stephen Pawley

    IRN MSP00029

    • SMF3 Executive Director (15 Apr 2021 to 8 Mar 2023)
  • Nicola Jayne Carter

    IRN NXC81795

    • SMF3 Executive Director (since 13 Apr 2021)
  • Peter Miller

    IRN PXM00106

    • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Jun 2021)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.