Matthew Stephen Pawley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFP Insurance Services Limited (no longer approved here)

    FRN 310789

    • SMF3 Executive Director (15 Apr 2021 to 8 Mar 2023)
  • NFP Financial Planning Limited (no longer approved here)

    FRN 134005

    • SMF3 Executive Director (9 Dec 2019 to 8 Mar 2023)
    • CF1 Director (12 Aug 2019 to 8 Dec 2019)
  • NFP Benefits Consultants Limited (no longer approved here)

    FRN 518520

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2023)
    • CF11 Money Laundering Reporting (8 Oct 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (8 Oct 2018 to 23 Mar 2023)
    • CF10 Compliance Oversight (8 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
    • CF1 Director (13 Dec 2011 to 17 Mar 2016)
  • The Mortgage Point Ltd (no longer approved here)

    FRN 213012

    • (2)Employed By (1 Dec 2001 to 1 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.