NFP Benefits Consultants Limited

• Principal Place of Business

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  West Midlands

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

  Web

  https://nfp.co.uk

• Complaints Contact

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  West Midlands

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anna Monica Feeney

  IRN AMF00003

  • CF30 Customer (18 Jul 2013 to 17 Mar 2016)
  • Responsible for Insurance Mediation (2 Aug 2010 to 1 Jan 2013)
  • CF1 Director (2 Aug 2010 to 17 Mar 2016)
  • CF11 Money Laundering Reporting (2 Aug 2010 to 1 Jan 2013)
  • CF10 Compliance Oversight (2 Aug 2010 to 1 Jan 2013)
• Anne Marie Alexander

  IRN AXA00010

  • CF1 Director (AR) (1 Dec 2010 to 3 Apr 2013)
  • CF30 Customer (1 Nov 2010 to 19 Nov 2010)
• Antony John Robert Pearse

  IRN AJP01337

  • CF30 Customer (3 Feb 2012 to 24 Jul 2019)
• Brian John Bonser

  IRN BJB01150

  • CF30 Customer (29 Jun 2019 to 8 Dec 2019)
• Bryan Lock

  IRN BXL00160

  • SMF3 Executive Director (20 Dec 2022 to 28 Apr 2025)
  • SMF16 Compliance Oversight (20 Dec 2022 to 28 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Dec 2022 to 28 Apr 2025)
• David Canning

  IRN DXC00029

  • CF1 Director (AR) (23 Nov 2010 to 5 Dec 2014)
  • CF30 Customer (1 Nov 2010 to 19 Nov 2010)
• Edward O'Malley

  IRN EXO01221

  • CF2 Non Executive Director (20 Aug 2015 to 8 Dec 2019)
• Elaine Margaret Parker

  IRN EMP00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2025)
  • CF30 Customer (2 Aug 2010 to 8 Dec 2019)
• Gemma Louise Saunders

  IRN GXS10947

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 Jun 2019 to 8 Dec 2019)
• Grant Scott

  IRN GAS01108

  • SMF16 Compliance Oversight (21 May 2025 to 19 Dec 2025)
  • [FCA CF] Significant management (1 Oct 2023 to 20 Feb 2026)

• MACKENZIE TAYLOR ASSET MANAGEMENT LIMITED (no longer appointed)

  FRN 534765 · Appointed 1 Nov 2010 · Until 18 Dec 2014

No changes recorded yet.