NFP Benefits Consultants Limited

• Principal Place of Business

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  West Midlands

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

  Web

  https://nfp.co.uk

• Complaints Contact

  Unit 14

  12 Caroline Point

  62 Caroline Street

  Birmingham

  West Midlands

  B3 1UF

  UNITED KINGDOM

  Phone

  +4401212369900

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Iain Michael Chadwick

  IRN IMC01040

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2025)
  • Responsible for Insurance Distribution (since 23 Mar 2023)
  • SMF3 Executive Director (since 23 Mar 2023)
• John Anthony Pottinger

  IRN JAP00019

  • CF30 Customer (2 Aug 2010 to 5 Aug 2011)
• Kishan Herriotts

  IRN KXH00006

  • CF10 Compliance Oversight (11 Jan 2013 to 29 Aug 2018)
  • Responsible for Insurance Mediation (11 Jan 2013 to 29 Aug 2018)
  • CF11 Money Laundering Reporting (11 Jan 2013 to 29 Aug 2018)
  • CF30 Customer (2 Aug 2010 to 29 Aug 2018)
  • CF1 Director (2 Aug 2010 to 29 Aug 2018)
• Lee Patrick

  IRN LXP00339

  • [FCA CF] CASS oversight function (since 1 Oct 2023)
  • [FCA CF] Significant management (since 1 Oct 2023)
• Lewis Mosley

  IRN LXM02053

  • CF30 Customer (1 Oct 2017 to 29 Aug 2018)
• Matthew Stephen Pawley

  IRN MSP00029

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Mar 2023)
  • Responsible for Insurance Distribution (8 Oct 2018 to 23 Mar 2023)
  • CF11 Money Laundering Reporting (8 Oct 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Oct 2018 to 8 Dec 2019)
  • CF30 Customer (21 Mar 2018 to 8 Dec 2019)
  • CF1 Director (13 Dec 2011 to 17 Mar 2016)
• Michael Phillip Selby

  IRN MXS00265

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
• Nicholas Edward Frost

  IRN NEF00002

  • [FCA CF] Functions requiring qualifications (26 Feb 2021 to 1 Sep 2025)
  • [FCA CF] Client dealing (26 Feb 2021 to 1 Sep 2025)
• Nicola Jayne Carter

  IRN NXC81795

  • SMF3 Executive Director (since 3 Sep 2020)
• Richard Anthony Basford

  IRN RAB00018

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)

• MACKENZIE TAYLOR ASSET MANAGEMENT LIMITED (no longer appointed)

  FRN 534765 · Appointed 1 Nov 2010 · Until 18 Dec 2014

No changes recorded yet.