Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2025)
    • SMF3 Executive Director (since 5 Mar 2024)
    • Responsible for Insurance Distribution (since 5 Mar 2024)
    • CF1 Director (AR) (10 Feb 2025 to 28 Nov 2025)
    • SMF3 (AR) Executive Director function (25 Sep 2024 to 4 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2025)
    • SMF3 Executive Director (since 23 Mar 2023)
    • Responsible for Insurance Distribution (since 23 Mar 2023)
    • Responsible for Insurance Distribution (since 16 May 2024)
    • SMF3 Executive Director (since 16 May 2024)
  • Johnson Fleming Future Life Planning Limited (no longer approved here)

    FRN 624599

    • Employed By (10 Oct 2016 to 16 Feb 2023)
  • Johnson Fleming Ltd (no longer approved here)

    FRN 215110

    • (14)Employed By (2 Sep 2013 to 30 Sep 2016)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (1 Nov 2007 to 13 Feb 2009)
    • CF21 Investment Adviser (10 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 10 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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