Date authorised
12 January 2018
Companies House
09501865
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 High Street
    Hemel Hempstead
    Hertfordshire
    HP1 3AA
    UNITED KINGDOM
    Phone
    +442074725533
  • Complaints Contact

    Unit 14
    12 Caroline Point
    62 Caroline Street
    Birmingham
    Birmingham
    B3 1UF
    UNITED KINGDOM
    Phone
    +4401212369900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Grant Scott

    IRN GAS01108

    • SMF16 Compliance Oversight (21 May 2025 to 19 Dec 2025)
    • [FCA CF] Significant management (9 Apr 2024 to 30 Jul 2025)
  • Iain Michael Chadwick

    IRN IMC01040

    • Responsible for Insurance Distribution (since 16 May 2024)
    • SMF3 Executive Director (since 16 May 2024)
  • Marc Paul Benjamin

    IRN MPB00003

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (12 Jan 2018 to 30 Sep 2018)
    • CF1 Director (12 Jan 2018 to 8 Dec 2019)
  • Paul Warren Lewis

    IRN PWL01047

    • CF1 Director (AR) (15 Feb 2019 to 1 Feb 2021)
  • Sanjeev Mallipeddi

    IRN SXM03570

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Jan 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.