Nicholas Edward Frost

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFP Financial Planning Limited

    FRN 134005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2021)
  • NFP Benefits Consultants Limited (no longer approved here)

    FRN 518520

    • [FCA CF] Functions requiring qualifications (26 Feb 2021 to 1 Sep 2025)
    • [FCA CF] Client dealing (26 Feb 2021 to 1 Sep 2025)
  • Johnson Fleming Future Life Planning Limited (no longer approved here)

    FRN 624599

    • Employed By (12 Jan 2021 to 18 Jan 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (22 Jul 2016 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (22 Jul 2016 to 31 Jul 2017)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (21 Jun 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (1 Mar 2004 to 21 Jun 2004)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (21 Jun 2004 to 8 Sep 2004)
    • CF22 Investment Adviser (Trainee) (1 Mar 2004 to 21 Jun 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF22 Investment Adviser (Trainee) (1 Mar 2004 to 21 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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