Richard Anthony Basford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rizwan Javed

    FRN 101092

    • CF1 Director (AR) (since 7 Mar 2025)
    • CF30 Customer (since 7 Mar 2025)
  • EB Now Financial Services Ltd

    FRN 1027188

    • (1)Employed By (since 7 Mar 2025)
  • NFP Financial Planning Limited (no longer approved here)

    FRN 134005

    • Responsible for Insurance Distribution (23 Jun 2021 to 18 Jan 2024)
    • Responsibility for MCD Intermediation (23 Jun 2021 to 18 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF10 Compliance Oversight (6 Jun 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • NFP Benefits Consultants Limited (no longer approved here)

    FRN 518520

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (27 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at EB Now Financial Services Ltd

  2. controlled function added: (1)Employed By at EB Now Financial Services Ltd