Kishan Herriotts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Benefits Advisory Services Ltd (no longer approved here)
FRN 913175
- Director of firm who is not a certification employee or a SMF manager (12 Jan 2021 to 31 May 2024)
NFP Benefits Consultants Limited (no longer approved here)
FRN 518520
- CF11 Money Laundering Reporting (11 Jan 2013 to 29 Aug 2018)
- CF10 Compliance Oversight (11 Jan 2013 to 29 Aug 2018)
- Responsible for Insurance Mediation (11 Jan 2013 to 29 Aug 2018)
- CF30 Customer (2 Aug 2010 to 29 Aug 2018)
- CF1 Director (2 Aug 2010 to 29 Aug 2018)
MACKENZIE TAYLOR WEALTH MANAGEMENT LTD. (no longer approved here)
FRN 462387
- CF1 Director (AR) (23 Jul 2008 to 1 Aug 2010)
- CF30 Customer (23 Jul 2008 to 1 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.