Date authorised
25 November 2019
Companies House
SC520962
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 The Courtyard
    Timothys Bridge Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 9NP
    UNITED KINGDOM
    Phone
    +441217529596
  • Complaints Contact

    13 The Courtyard
    Timothys Bridge Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 9NP
    UNITED KINGDOM
    Phone
    +441217529596

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cheryl Anne Brennan

    IRN CAB01260

    • SMF3 Executive Director (since 25 Nov 2025)
  • David Barrie Middleton

    IRN DBM00017

    • Director of firm who is not a certification employee or a SMF manager (since 12 Jan 2021)
  • David James Rosewall Edmands

    IRN DJE01107

    • SMF3 Executive Director (since 17 Sep 2025)
  • Kishan Herriotts

    IRN KXH00006

    • Director of firm who is not a certification employee or a SMF manager (12 Jan 2021 to 31 May 2024)
  • Laura Ann Palmer

    IRN LXP00329

    • Director of firm who is not a certification employee or a SMF manager (since 13 Jul 2023)
  • Lewis Mosley

    IRN LXM02053

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 25 Nov 2019)
    • CF11 Money Laundering Reporting (25 Nov 2019 to 8 Dec 2019)
    • CF1 Director (25 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.