MACKENZIE TAYLOR WEALTH MANAGEMENT LTD.

• Principal Place of Business

  53 Culduthel Mains Gardens

  Culduthel

  Inverness

  Inverness-shire

  IV2 6RD

  UNITED KINGDOM

  Phone

  +447792575901

• Complaints Contact

  53 Culduthel Mains Gardens

  Culduthel

  Inverness

  Inverness-shire

  IV2 6RD

  UNITED KINGDOM

  Phone

  +4401667459990

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anna Monica Feeney

  IRN AMF00003

  • CF30 Customer (23 Jul 2008 to 1 Aug 2010)
  • CF1 Director (AR) (23 Jul 2008 to 1 Aug 2010)
• Anne Marie Alexander

  IRN AXA00010

  • CF30 Customer (26 Feb 2009 to 10 Dec 2010)
• Colin George Maloney

  IRN CGM01029

  • CF30 Customer (26 Feb 2008 to 23 Dec 2008)
  • CF2 Non Executive Director (4 Feb 2008 to 1 Aug 2010)
• Craig Robert Maclean

  IRN CXM00115

  • CF30 Customer (20 Apr 2009 to 29 Dec 2010)
• David Canning

  IRN DXC00029

  • CF30 Customer (16 Feb 2009 to 10 Dec 2010)
• Duncan William MacKenzie

  IRN DWM00010

  • CF1 Director (AR) (10 Jan 2011 to 30 Jun 2011)
  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF11 Money Laundering Reporting (13 Feb 2007 to 30 Jun 2011)
  • CF10 Compliance Oversight (13 Feb 2007 to 30 Jun 2011)
  • CF1 Director (13 Feb 2007 to 30 Jun 2011)
  • Responsible for Insurance Mediation (13 Feb 2007 to 30 Jun 2011)
  • CF8 Apportionment and Oversight (13 Feb 2007 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (13 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
• John Anthony Pottinger

  IRN JAP00019

  • CF30 Customer (13 Aug 2008 to 1 Aug 2010)
• Kenneth Stewart Taylor

  IRN KST01012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 25 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (1 Jul 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Jul 2011 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (13 Feb 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
• Kishan Herriotts

  IRN KXH00006

  • CF30 Customer (23 Jul 2008 to 1 Aug 2010)
  • CF1 Director (AR) (23 Jul 2008 to 1 Aug 2010)

• Mackenzie Investment Strategies Ltd (no longer appointed)

  FRN 537978 · Appointed 20 Dec 2010 · Until 30 Jun 2011

• Mackenzie Taylor Benefits Consultants Ltd (no longer appointed)

  FRN 485924 · Appointed 11 Jul 2008 · Until 1 Aug 2010

No changes recorded yet.