David Canning

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
    • [FCA CF] Client dealing (since 6 Feb 2026)
  • Mackenzie Taylor Asset Management Limited

    FRN 627831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2025)
    • SMF16 Compliance Oversight (since 11 Aug 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (12 Dec 2014 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (12 Dec 2014 to 21 Nov 2019)
    • CF10 Compliance Oversight (12 Dec 2014 to 21 Nov 2019)
    • CF1 Director (12 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • NFP Benefits Consultants Limited (no longer approved here)

    FRN 518520

    • CF1 Director (AR) (23 Nov 2010 to 5 Dec 2014)
    • CF30 Customer (1 Nov 2010 to 19 Nov 2010)
  • MACKENZIE TAYLOR WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 462387

    • CF30 Customer (16 Feb 2009 to 10 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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