John Anthony Pottinger

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 30 Jan 2019)
    • CF1 Director (AR) (since 30 Jan 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Packenham Limited

    FRN 628175

    • (1)Employed By (since 20 Aug 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (20 Aug 2014 to 18 May 2019)
    • CF30 Customer (20 Aug 2014 to 18 May 2019)
  • NFP Benefits Consultants Limited (no longer approved here)

    FRN 518520

    • CF30 Customer (2 Aug 2010 to 5 Aug 2011)
  • MACKENZIE TAYLOR WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 462387

    • CF30 Customer (13 Aug 2008 to 1 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.