Date authorised
1 April 2013
Companies House
00812154
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 14
    12 Caroline Point
    62 Caroline Street
    Birmingham
    Birmingham
    B3 1UF
    UNITED KINGDOM
    Phone
    +4401212369900
  • Complaints Contact

    Unit 14
    12 Caroline Point
    62 Caroline Street
    Birmingham
    West Midlands
    B3 1UF
    UNITED KINGDOM
    Phone
    +4401212369900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raymond Mansell

    IRN RXM00213

    • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Rob Massey

    IRN RXM00667

    • Director of firm who is not a certification employee or a SMF manager (31 May 2022 to 1 Jul 2023)
  • Simon Mills

    IRN SXM04935

    • SMF16 Compliance Oversight (since 1 Apr 2026)
  • William Irwin

    IRN WXI00016

    • SMF3 (AR) Executive Director function (22 Aug 2024 to 9 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.