UBT (EU) Ltd

Date authorised
1 July 2020
Companies House
04938684
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    U B T (Eu) Ltd
    The Precinct Warwick
    Poseidon Way
    Warwick
    Warwickshire
    CV34 6BY
    UNITED KINGDOM
    Phone
    +4403300555500
    Web
    https://www.ubtprotect.co.uk

  • Complaints Contact

    U B T (Eu) Ltd
    The Precinct Warwick
    Poseidon Way
    Warwick
    Warwickshire
    CV34 6BY
    UNITED KINGDOM
    Phone
    +4403300555500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry O'Connor

    IRN BXO00117

    • [FCA CF] Significant management (since 22 Aug 2025)
  • Bryan Lock

    IRN BXL00160

    • SMF16 Compliance Oversight (since 14 Nov 2025)
    • [FCA CF] Significant management (22 Aug 2025 to 14 Nov 2025)
  • George Trifonos

    IRN GXT01254

    • [FCA CF] Significant management (since 22 Aug 2025)
  • James Hazell

    IRN JXH00489

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jun 2024)
  • John Nelson Abernethie

    IRN JXA14724

    • SMF3 Executive Director (since 21 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jun 2024)
  • Lloyd Holmes

    IRN LXH00383

    • [FCA CF] Significant management (since 20 Jul 2022)
  • Luke Robertson

    IRN LXR00323

    • SMF3 Executive Director (since 4 Nov 2024)
  • Mark Campbell

    IRN MXC00781

    • [FCA CF] Significant management (since 20 Jul 2022)
  • Matthew Gardener

    IRN MXG00881

    • [FCA CF] Significant management (since 22 Aug 2025)
  • Neil Hardwick

    IRN NXH00159

    • SMF3 Executive Director (since 21 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jun 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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