UBT (EU) Ltd

Date authorised
1 July 2020
Companies House
04938684
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    U B T (Eu) Ltd
    The Precinct Warwick
    Poseidon Way
    Warwick
    Warwickshire
    CV34 6BY
    UNITED KINGDOM
    Phone
    +4403300555500
    Web
    https://www.ubtprotect.co.uk

  • Complaints Contact

    U B T (Eu) Ltd
    The Precinct Warwick
    Poseidon Way
    Warwick
    Warwickshire
    CV34 6BY
    UNITED KINGDOM
    Phone
    +4403300555500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Napthine

    IRN NXN00037

    • SMF3 Executive Director (since 11 Jul 2024)
    • Responsible for Insurance Distribution (since 31 Oct 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (7 Jul 2023 to 24 Jul 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Oct 2023)
  • Nidhu Miles

    IRN NXM00674

    • [FCA CF] Significant management (since 22 Aug 2025)
  • Peter Wheatcroft

    IRN PXW00191

    • SMF3 Executive Director (since 20 May 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Jun 2024)
  • Rob Taylor

    IRN RXT00485

    • [FCA CF] Manager of certification employee (since 22 Aug 2025)
    • [FCA CF] Significant management (since 22 Aug 2025)
  • Roddy Cox

    IRN RXC46950

    • Responsible for Insurance Distribution (since 5 Jan 2026)
    • SMF3 Executive Director (since 5 Jan 2026)
    • [FCA CF] Manager of certification employee (since 22 Aug 2025)
    • [FCA CF] Significant management (since 22 Aug 2025)
    • SMF3 Executive Director (28 May 2021 to 7 Jul 2023)
    • Responsible for Insurance Distribution (1 Jul 2020 to 7 Jul 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (1 Jul 2020 to 16 Jun 2021)
  • Simon Taylor

    IRN SXT00563

    • [FCA CF] Manager of certification employee (since 22 Aug 2025)
    • [FCA CF] Significant management (since 22 Aug 2025)

Recent activity

Updates to this firm's record on the FCA register.

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