Roddy Cox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UBT (EU) Ltd
FRN 922888
- SMF3 Executive Director (since 5 Jan 2026)
- Responsible for Insurance Distribution (since 5 Jan 2026)
- [FCA CF] Significant management (since 22 Aug 2025)
- [FCA CF] Manager of certification employee (since 22 Aug 2025)
- SMF3 Executive Director (28 May 2021 to 7 Jul 2023)
- SMF29 Limited scope function (limited scope SMCR firms only) (1 Jul 2020 to 16 Jun 2021)
- Responsible for Insurance Distribution (1 Jul 2020 to 7 Jul 2023)
Jurni Limited (no longer approved here)
FRN 631448
- CF1 Director (AR) (13 Sep 2023 to 5 Jan 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.