Date authorised
1 April 2013
Companies House
07354492
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Vigo Place
    Aldridge
    Walsall
    West Midlands
    WS9 8UG
    UNITED KINGDOM
    Phone
    +4401922745836
  • Complaints Contact

    14 Caroline Point
    62 Caroline Street
    BIRMINGHAM
    Birmingham
    B3 1UF
    UNITED KINGDOM
    Phone
    +4401212369900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan Lock

    IRN BXL00160

    • [FCA CF] Manager of certification employee (1 Dec 2023 to 31 Mar 2025)
    • [FCA CF] Significant management (1 Dec 2023 to 31 Mar 2025)
  • David John Cox

    IRN DJC01332

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Oct 2023)
    • CF1 Director (13 Sep 2011 to 8 Dec 2019)
    • CF3 Chief Executive (13 Sep 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Sep 2011 to 30 Sep 2018)
  • Grant Scott

    IRN GAS01108

    • SMF16 Compliance Oversight (21 May 2025 to 19 Dec 2025)
    • [FCA CF] Significant management (1 Oct 2023 to 17 Feb 2026)
  • Jeremy Charles McGrail

    IRN JCM01239

    • CF1 Director (AR) (24 Oct 2011 to 28 May 2021)
  • John Paul Allcock

    IRN JPA01046

    • SMF3 Executive Director (since 27 Oct 2023)
    • Responsible for Insurance Distribution (since 27 Oct 2023)
  • Juan Sureda Gallardo

    IRN JXS01154

    • CF1 Director (AR) (22 Nov 2022 to 9 Dec 2024)
  • Kate Cornell

    IRN KXC00169

    • CF1 Director (AR) (25 May 2021 to 23 Nov 2022)
  • Lee Patrick

    IRN LXP00339

    • [FCA CF] Significant management (since 1 Oct 2023)
    • [FCA CF] CASS oversight function (since 1 Oct 2023)
  • Nicola Jayne Carter

    IRN NXC81795

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] CASS oversight function (since 11 Dec 2023)
    • [FCA CF] Significant management (since 11 Dec 2023)
  • Trevor John Cox

    IRN TJC01131

    • SMF3 Executive Director (9 Dec 2019 to 20 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Sep 2023)
    • CF1 Director (1 Aug 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2011 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.