David Simon Collins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NFP Financial Planning Limited
FRN 134005
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 19 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 19 Feb 2020)
Johnson Fleming Future Life Planning Limited (no longer approved here)
FRN 624599
- Employed By (19 Feb 2020 to 29 Jan 2025)
MPA Financial Management Limited (no longer approved here)
FRN 434931
- CF30 Customer (6 Aug 2018 to 2 Jan 2020)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (1 Feb 2017 to 31 Jul 2018)
Suckling Waddington & Partners (no longer approved here)
FRN 675966
- (2)Employed By (1 Feb 2017 to 31 Jul 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.