MPA Financial Management Limited

Date authorised
1 April 2013
Companies House
04111009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997
    Web
    https://www.mpafm.co.uk

  • Complaints Contact

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with Mortgage advice, Investment advice and Pension advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ewart Gillett

    IRN AEG00004

    • CF30 Customer (1 Nov 2007 to 23 Mar 2018)
    • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
  • Angela Carol Ryan

    IRN ACR00005

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Aug 2021)
    • CF30 Customer (4 Apr 2019 to 21 Aug 2021)
  • Ann Margaret Baguley

    IRN AMB01251

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2025)
    • CF30 Customer (25 Apr 2016 to 8 Dec 2019)
  • Annemarie Hill

    IRN AXH00975

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2023 to 23 Jun 2025)
  • Bryan Shaun Fisher

    IRN BSF00001

    • CF30 Customer (9 Aug 2012 to 22 Mar 2013)
  • Christopher Charles Pedel

    IRN CCP01050

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Feb 2024)
    • [FCA CF] Client dealing (since 29 Feb 2024)
  • Christopher Wheeler

    IRN CXW01856

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
  • Christopher Wilson Lavery

    IRN CWL00009

    • CF30 Customer (2 Nov 2016 to 19 Oct 2020)
  • David Ernest O'Dell

    IRN DEO01014

    • CF30 Customer (21 Oct 2008 to 15 May 2018)
  • David Gerald Slora

    IRN DGS01075

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 3 Nov 2022)
    • CF1 Director (AR) (since 3 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2022)
    • [FCA CF] Client dealing (since 28 Apr 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.