Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Feb 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Apr 2023)
    • CF30 Customer (10 Jul 2015 to 24 Apr 2023)
    • CF1 Director (AR) (10 Jul 2015 to 24 Apr 2023)
  • Christopher Stephens Financial Services Limited (no longer approved here)

    FRN 707812

    • Employed By (10 Jul 2015 to 24 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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