MPA Financial Management Limited

Date authorised
1 April 2013
Companies House
04111009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997
    Web
    https://www.mpafm.co.uk

  • Complaints Contact

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with Mortgage advice, Investment advice and Pension advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Kerry McGovern

    IRN DKM01063

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • David Paul Howard

    IRN DAH00036

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 May 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 May 2023)
    • CF11 Money Laundering Reporting (30 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Aug 2019 to 8 Dec 2019)
  • David Simon Collins

    IRN DSC01102

    • CF30 Customer (6 Aug 2018 to 2 Jan 2020)
  • Denis Richard Michael Sullivan

    IRN DRS00015

    • CF30 Customer (20 Jan 2011 to 12 Nov 2018)
  • Eamonn Fitzgerald Lynch

    IRN EFL01011

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Aug 2018)
  • Edward Charles Ball

    IRN ECB00001

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2021)
    • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Oct 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jul 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Jul 2019)
    • Responsible for Insurance Mediation (8 Feb 2013 to 30 Sep 2018)
    • CF1 Director (8 Dec 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Dec 2011 to 30 Jul 2019)
    • CF11 Money Laundering Reporting (8 Dec 2011 to 30 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 May 2007 to 31 Oct 2007)
  • Edward Stephen Hodgson

    IRN ESH01021

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 11. Pension transfer specialist
    • CF1 Director (AR) (since 3 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Jan 2015)
  • Flora Kate Macleod

    IRN FXM00367

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 11 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 2 Jul 2025)
  • Gary George Joseph Decker

    IRN GGD00005

    • [FCA CF] Client dealing (28 Jan 2020 to 23 Dec 2022)
    • [FCA CF] Functions requiring qualifications (28 Jan 2020 to 23 Dec 2022)
  • Gary James Cowley

    IRN GJC01109

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (2 Aug 2018 to 1 Apr 2025)
    • CF4 Partner (AR) (2 Aug 2018 to 1 Apr 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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