MPA Financial Management Limited

Date authorised
1 April 2013
Companies House
04111009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997
    Web
    https://www.mpafm.co.uk

  • Complaints Contact

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with Mortgage advice, Investment advice and Pension advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerard Anthony McVeigh

    IRN GXM00670

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • Haran Singh Bains

    IRN HSB01029

    • CF30 Customer (10 Aug 2011 to 25 Nov 2011)
  • Jared Rhys Jones

    IRN JXJ00243

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Jean Teresa Hall

    IRN JTH00021

    • [FCA CF] Client dealing (30 Sep 2022 to 30 Aug 2024)
    • [FCA CF] Functions requiring qualifications (30 Sep 2022 to 30 Aug 2024)
  • Jenny Elizabeth Hall

    IRN JXH24896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Nov 2019 to 8 Dec 2019)
  • Jeremy Matthew Findlay

    IRN JMF00031

    • CF30 Customer (1 Jul 2010 to 10 Jun 2011)
  • John McCreadie

    IRN JXM00445

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (24 May 2018 to 8 Dec 2019)
  • Joseph Philip McGovern

    IRN JXM08457

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 29 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
    • CF30 Customer (since 25 Apr 2025)
    • SMF16 Compliance Oversight (since 19 Oct 2023)
    • Responsibility for MCD Intermediation (since 19 Oct 2023)
    • Responsible for Insurance Distribution (since 19 Oct 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (26 Nov 2018 to 8 Dec 2019)
  • Keith Batham

    IRN KXB00043

    • [FCA CF] Functions requiring qualifications (5 Jan 2022 to 30 Nov 2022)
    • [FCA CF] Client dealing (5 Jan 2022 to 30 Nov 2022)
  • Kevin Raymond Hobbs

    IRN KRH00001

    • [FCA CF] Client dealing (17 Mar 2020 to 16 Mar 2021)
    • [FCA CF] Functions requiring qualifications (17 Mar 2020 to 16 Mar 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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