Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MPA Financial Management Limited
FRN 434931
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 29 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
- CF30 Customer (since 25 Apr 2025)
- SMF16 Compliance Oversight (since 19 Oct 2023)
- Responsible for Insurance Distribution (since 19 Oct 2023)
- Responsibility for MCD Intermediation (since 19 Oct 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (26 Nov 2018 to 8 Dec 2019)
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Suckling Waddington & Partners
FRN 675966
- (3)Employed By (since 25 Apr 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.