MPA Financial Management Limited

Date authorised
1 April 2013
Companies House
04111009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997
    Web
    https://www.mpafm.co.uk

  • Complaints Contact

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with Mortgage advice, Investment advice and Pension advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kimberley Sarah-Jane Stewart

    IRN KSS01037

    • CF30 Customer (1 Nov 2007 to 2 Apr 2012)
    • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
  • Lindsey Jones

    IRN LXJ00085

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 May 2021)
    • CF30 Customer (since 10 May 2021)
  • Maria Josefina Elisabeth Britton

    IRN MJA01154

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2024)
    • [FCA CF] Client dealing (since 20 Aug 2024)
  • Michael Raymond Paul

    IRN MRP00003

    • CF30 Customer (1 Nov 2007 to 3 Dec 2018)
    • CF24 Pension Transfer Specialist (10 Oct 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (10 Oct 2005 to 17 Jan 2012)
    • CF10 Compliance Oversight (10 Oct 2005 to 17 Jan 2012)
    • CF1 Director (10 Oct 2005 to 3 Dec 2018)
    • CF8 Apportionment and Oversight (10 Oct 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (10 Oct 2005 to 17 Jan 2012)
  • Neal Owens

    IRN NXO01104

    • CF30 Customer (21 Jun 2012 to 24 Jan 2014)
  • Neil Thomas Parker

    IRN NXP00209

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 20 May 2022)
    • [FCA CF] Client dealing (since 20 May 2022)
  • Norman Cameron Scott

    IRN NCS00007

    • CF30 Customer (1 Mar 2008 to 24 Dec 2008)
  • Paul Anthony Green

    IRN PAG00075

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Aug 2018)
  • Philip John McGovern

    IRN PJM00007

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 16 May 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 9 Aug 2019)
    • Responsible for Insurance Distribution (since 9 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (10 Oct 2005 to 31 Oct 2007)
    • CF1 Director (10 Oct 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Oct 2005 to 31 Oct 2007)
  • Richard Spencer Sheridan

    IRN RSS01050

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (21 May 2014 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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